Directorship and Governance Certificate Programme – Essential Course

Webinar
July 30, 2026 - August 14, 2026Whole programme: 18 hours

WebinarOnline, Hong Kong
As a director of a Hong Kong listed company, you are placed under the regulatory spotlight. Recent updates to the HKEX Listing Rules and Corporate Governance Code have significantly raised the bar for director accountability, meaning that transitioning to the boardroom requires a sharp upgrade in your technical and legal knowledge.

The BDO Directorship and Governance Certificate Programme – Essential Course bridges the gap between governance theory and the practical realities of leading a board in today's volatile market. This comprehensive, 18-hour series is delivered by a premier faculty from BDO, ONC Lawyers, and Ascentium Hong Kong.

With five core pillars of excellence spanning five modules, the programme is specifically designed to satisfy mandatory HKEX requirements while equipping you with the technical resilience needed for the directorship role.

Session 1 
Module 1:  Board governance and directors duties

30 Jul: 2:00pm - 5:00pm

Session 2
Module 2: Listing rules and compliance obligation
31 Jul: 2:00pm - 5:00pm

Session 3
Module 3 - Part A: Risk management oversight and internal control

6 Aug: 2:00pm - 5:00pm

Session 4
Module 3 - Part B: Risk management oversight and internal control

7 Aug: 2:00pm - 4:00pm

Session 5
Module 4: ESG sustainability oversight and climate disclosure
13 Aug: 2:00pm - 5:30pm 

Session 6
Module 5: Trends and business strategy
14 Aug: 2:00pm - 5:30pm

Over the course of the series, speakers will guide you through the precise statutory obligations, risks and compliance strategies unique to Hong Kong’s regulatory landscape.
 

Details are as follows:

Date
 
:
 
30 & 31 July 2026
6, 7, 13 & 14 August 2026
Time

 
: 2 - 3.5 hours per module (afternoon from 2pm)
(If you are unable to attend a session, a recording will be uploaded to a platform the next day, and it will have a 1-week viewing period)
Format : Online via Zoom
Language : Cantonese, supplemented with English materials
Course hours : An e-certificate of attendance will be issued to those who have completed the session(s) and quizzes, based on the actual attendance hours
Fee
 
: Each session HK$750
Full programme HK$4,000 
Payment methods :
 
(1) Bank transfer
Bank name : The Hongkong & Shanghai Banking Corp Ltd - Hong Kong 
Bank code : 004
Swift code : HSBCHKHHHKH
Bank account no. : 741-290852-001 
Account name : BDO Risk Advisory Services Limited

(2) By cheque 
Crossed cheque payable to "BDO Risk Advisory Services Limited" and mail to Marketing Department, 25/F, Wing On Centre, 111 Connaught Road Central, Hong Kong. Please write the participant's name on the back of the cheque.
Remarks : 1. For any enquiries, please contact Ida Cheung at +852 2218 3714 or idacheung@bdo.com.hk
    2. Booking will be confirmed upon full payment. No shows would be charged. 
    3. Confirmation of successful registration will be sent by email prior to the programme. 
    4. BDO reserves the final right of acceptance of registration.
What you will learn

Date: 30 July 2026 (Thursday)
Duration: 2:00pm - 5:00pm (3 hours)

Speakers

  • Angela Wong, Partner, ONC Lawyers
  • Ricky Cheng, Director and Head of Risk Advisory, BDO
  • Wendy Kam, Managing Director, Corporate Secretarial Services, Ascentium Hong Kong


Topics to be covered

  • Overview of Hong Kong corporate governance framework
  • Directors' legal liabilities and obligations
  • Board structure and committee functions
  • Board culture and ethics

Date: 31 July 2026 (Friday)
Duration: 2:00pm - 5:00pm (3 hours)

Speaker

  • Betsy Pon, Director of Technical Department, BDO


Topics to be covered

  • Core compliance obligations under the listing rules
  • Inside Information disclosure obligations
  • Model code and securities trading standards
  • Recent regulatory developments and enforcement trends


Part A
Date: 6 August 2026 (Thursday)
Duration: 2:00pm - 5:00pm (3 hours)
Part B
Date: 7 August 2026 (Friday)
Duration: 2:00pm - 4:00pm (2 hours)
Speakers: Vivian Chow, Director of Risk Advisory, BDO
                 Emily Sin, Senior Manager of Risk Advisory, BDO
Topics to be covered:
  • Enterprise risk management framework
  • Internal Control over Financial Reporting (ICFR)
  • Internal control review mechanism
Topics to be covered:
  • Fraud prevention and whistleblowing mechanism
  • Financial competence, crisis management and strategy


Date: 13 August 2026 (Thursday)
Duration: 2:00pm - 5:30pm (3.5 hours)

Speakers

  • Ricky Cheng, Director and Head of Risk Advisory, BDO
  • Vijo Fok, Principal of Risk Advisory, BDO


Topics to be covered

  • Overview of ESG regulatory framework
  • Social-related topics
  • Climate-related disclosure requirements
  • ESG assurance and other topics


Date: 14 August 2026 (Friday)
Duration: 2:00pm - 5:30pm (3.5 hours)

Speaker

  • Herman Tsui, Principal of Risk Advisory, BDO


Topics to be covered

  • Board's role in cybersecurity
  • AI governance and ethical AI
  • Data privacy and information governance
  • Case study on business strategies
About the speakers

Angel Wong, Partner, ONC Lawyers

Angel Wong is one of the members who built up the corporate finance practice of ONC. She specialises in initial public offerings (IPOs) and she has advised many listing applicants and sponsors in the listings on the Main Board and GEM of the Hong Kong Stock Exchange. In a few years’ time, Angel has successfully completed more than 35 IPO projects, including the listings of H-share enterprises, red-chip companies, Hong Kong local companies and overseas enterprises, etc.

Angel is experienced in a wide range of corporate and commercial matters, including pre-IPO restructuring and financing, IPO, secondary financing, overseas listing, merger and acquisition, loan and financing transactions, licensing and registration under the Securities and Futures Ordinance, corporate governance and general compliance for listed companies as well as private enterprises. 

Angel has advised different sponsor firms on their applications for licence to carry out Type 6 (Advising on Corporate Finance) regulated activities under the Securities and Futures Ordinance and their compliance matters. In addition, Angel is leading a team to provide legal services to a portfolio of listed companies under annual retainers.

Angel has been admitted as a lawyer in the Greater Bay Area (licence no. 14401202201551966) and a solicitor in England and Wales.


Wendy Kam, Managing Director, Corporate Secretarial Services, Ascentium Hong Kong

Wendy Kam is the Managing Director of Corporate Secretarial Services at Ascentium Hong Kong, bringing over 30 years of experience in the corporate secretarial profession. Her expertise spans corporate advisory, regulatory compliance, corporate restructuring, and Initial Public Offerings (IPOs), as well as ongoing compliance for listed companies in Hong Kong SAR. 

Throughout her career, she has served as Company Secretary for various listed companies in Hong Kong SAR and was a member of the Companies Registry Customer Liaison Group.  She also participates in the work of The Hong Kong Chartered Governance Institute, including speaking at seminars and serving as Deputy Chair of the Professional Services Panel.

Recently, she was re-appointed as a member of the Standing Committee on Company Law Reform (SCCLR) effective from 1 February 2026.

Qualifications and professional affiliations

  • Fellow of The Hong Kong Chartered Governance Institute
  • Fellow of The Chartered Governance Institute
  • Holder of HKCGI Practitioner’s Endorsement Certificate


Betsy Pon, Director of Technical Department, BDO

Betsy is an experienced professional with robust background in offering in- house technical support for various type of Hong Kong capital market transactions, such as IPOs, notifiable transactions and debt offerings etc. With over 15 years of technical and market knowledge in Hong Kong capital market, she has established herself as a subject matter expert within the organisation particularly in areas of Hong Kong Listing Rules and the professional standards and other rules and regulations governing Hong Kong capital market transactions. 

Betsy is frequently invited to deliver customised training sessions relating to Hong Kong capital market to Hong Kong listed issuers.

Qualifications and professional affiliations

  • Hong Kong Certified Public Accountant
  • Member of the Institute of Chartered Accountants in England and Wales 


Ricky Cheng, Director and Head of Risk Advisory, BDO

Ricky Cheng is the firm’s Director and Head of Risk Advisory. He leads the firm’s Risk Advisory practice, specialising in internal audit management and corporate governance across Chinese Mainland and Hong Kong. With over 25 years of experience in risk and assurance, Ricky’s background spans major international accounting firms and commercial internal audit roles.

His deep technical expertise includes:

Compliance: Sarbanes-Oxley (SOX), ESG readiness, and SVF license assessments

Governance: Risk management assessments and corporate governance reviews

Operational excellence: Business process reviews and internal audit assistance


Ricky manages a diverse client portfolio across industries such as financial services (brokerage and derivatives), property development, gaming, manufacturing, and FMCG. A recognised thought leader, he frequently speaks at professional body events and provides specialised training for both listed and private companies.

Qualifications and professional affiliations

  • Fellow of the Hong Kong Institute of Certified Public Accountants
  • Fellow of the Association of Chartered Certified Accountants
  • Certified Internal Auditor
  • Fellow of the Hong Kong Corporate Governance Institute
  • Fellow of The Chartered Governance Institute 


Vivian Chow, Director of Risk Advisory, BDO

Vivian Chow is a director of Risk Advisory Services, specialising in providing clients with assistance in their internal audit function and in meeting corporate governance requirements.

She has over 19 years of experience working with multi-national publicly and privately held organisations across a wide array of industries include working with clients to achieve corporate governance compliance, SOX compliance readiness, ERM advisory, internal audit/internal control assistance, business process re-engineering and implementation, and various regulatory compliance review including Hong Kong listed company resumptions, Foreign Corrupt Practices Act (FCPA), and Special Purpose Acquisition Companies (SPACs).   

Her wealth of experiences also extends to assisting non-profit boards and overseeing government and quasi-government with governance, compliance and internal control review engagements, as well as independent audit risk assessments. 

As a dedicated and passionate advocate for sustainability, environmental and socially responsible investing space, Vivian is also a Certified Environmental Social Governance Analyst CESGA. She is a frequent speaker of various subject matter in her practice at business and academic forums and listed and non-listed companies.  

Qualifications and professional affiliations

  • Certified Public Accountant (United States)
  • Certified Environmental Social Governance Analyst CESGA
  • Certified Digital Assets & MiCA® DiAM EFFAS


Vijo Fok, Principal of Risk Advisory, BDO

Vijo has over 15 years of experience in risk advisory and internal audit.  She has extensive experience in handling pre-listing internal control review, risk management, corporate governance, Sarbanes-Oxley Act (SOX) Section 404 compliance review and internal control review. Her client portfolio spans a wide range of industries including manufacturing, trading, property investment, media, telecommunications, construction, real estate, gaming and entertainment etc.

She is also responsible for providing the ESG reporting and supporting services to Hong Kong listed companies across various sectors, such as manufacturing, construction, mining, banking and financial services and property development, to assist them comply with the listing requirement of the Stock Exchange of Hong Kong.

Vijo is a Committee Member of the Sustainability Committee of the Hong Kong Institute of Certified Public Accounts (HKICPA).


Herman Tsui, Principal of Risk Advisory Services, BDO

Herman has over 15 years of experience in delivering financial statement audit, internal audit, IPO internal control due diligence, internal control review for trading resumption, IT audit, US SOX compliance and ESG (Environmental, Social & Governance) advisory services. The clients Herman served included Hong Kong and US listed companies, mainly in the manufacturing and service sectors.

Passionate about sharing his knowledge and experience in Internal Audit, Herman had also served as a trainer at Independent Commission Against Corruption (ICAC) and HKU SPACE. 

Qualifications and professional affiliations

  • Chartered Professional Accountant (Canada)
  • Certified Internal Auditor
  • Certified Information Systems Auditor
  • Hong Kong Certified Public Accountant 


Emily Sin, Senior Manager of Risk Advisory, BDO

Emily Sin is the Senior Manager of Risk Advisory Services. She specialises in assisting client in managing their risk management, internal audit function and meeting corporate governance requirements in both Chinese Mainland and Hong Kong.

Emily has over 10 years of risk and assurance experience. She worked for large international accounting firms, investment bank and multinational corporation. Her expertise covers varies services such as Sarbanes-Oxley Compliance, risk assessment, corporate governance compliance review, internal audit, AML advisory (included AML independent assessment, customers due diligence remediation and compliance review) and fraud investigation etc.

She has served clients across financial institutions and listed conglomerates in multiple industries, covering internal audit for investment banks and compliance review for SFC licensed corporations and financial institutions.  

Qualifications and profssional affililiations

  • Hong Kong Certified Public Accountant
  • Member of the CPA Australia
  • Certified Internal Auditor
  • Certified Anti-Money Laundering Specialist課程五課程六課程六

董事及管治證書課程 – 必修單元


香港上市公司董事正受監管機構高度關注與嚴格規管。 港交所《上市規則》及《企業管治守則》的最新修訂,已顯著提升對董事問責性的要求。 董事會成員必須在技術與法律知識上作出重大升級。 

BDO董事及管治證書課程 – 必修單元為董事填補管治理論與當前波動市場中董事會領導實踐之間的差距。本課程合共18小時,內容全面,由來自立信德豪(BDO)柯伍陳律師事務所 (ONC Lawyers) 皋翊香港(Ascentium Hong Kong) 的專家團隊講授。

課程共五個單元涵蓋五大核心範疇,針對港交所強制性規定而設,同時加強學員擔任董事職位所需的管治與風險管理能力。

課程一
單元一:董事會管治與董事職責
7月30日下午2時至5時

課程二
單元二:上市規則與合規義務
7月31日下午2時至5時

課程三
單元三第一部分:風險管理監督與內部控制
8月6日下午2時至5時

課程四
單元三第二部分:風險管理監督與內部控制
8月7日下午2時至4時

課程五
單元四:ESG可持續發展監督與氣候披露
8月13日下午2時至5時30分

課程六
單元五:趨勢與商業策略
8月14日下午2時至5時30分


講者將於課堂內剖析香港監管環境下獨有的法定責任、風險及合規策略。


活動詳情如下

日期:2026年7月30、31日,8月6、7、13及14日
時間:每單元2至3.5小時(下午2時開始)
(如果您無法參加部分課程,我們將提供錄影供您隨時觀看。觀看期限有限。)
形式:透過Zoom進行網上課程
語言:粤語,輔以英文材料
課程時數:
參與整個課程的與會者將會獲得共18小時的出席證明書完成課程及簡短測驗的學員,將按其實際出席時數獲發電子出席證書
費用:

每個單元:港幣$750
整個課程:港幣$4,000
付款方法:
(1) 銀行轉帳: 

銀行:香港上海滙豐銀行有限公司
銀行編號:004
電匯號碼:HSBCHKHHHKH
銀行戶口:741-290852-001
戶口名稱:立信德豪風險管理諮詢服務有限公司

(2) 支票:
以劃線支票付款“立信德豪風險管理諮詢服務有限公司”並寄到香港干諾道中111號永安中心25樓市場部收。 請於支票背後寫上參加者姓名。

備注:1. 如有任何查詢,請致電(852) 2218 3714 或電郵到idacheung@bdo.com.hk與張淑貞小姐聯絡。

2. 課程報名以付款作實。 登記費不予退還缺席者。

3. 成功報名確認將於課程開始前以電郵發出。 

4. 立信德豪保留課程登記的最終確認權。
單元内容

日期: 2026年7月30日 (星期四)
時間: 2:00pm - 5:00pm (3小時)

講者

  • 柯伍陳律師事務所合夥人黃麗文
  • 立信德豪董事兼風險諮詢服務總監鄭文漢 
  • 皋翊香港公司秘書服務總經理甘美霞


内容包括

  • 香港企業管治框架概覽
  • 董事的法律責任與義務
  • 董事會架構與委員會職能
  • 董事會文化與道德操守

日期: 2026年7月31日 (星期五)
時間: 2:00pm - 5:00pm (3小時)

講者

  • 立信德豪專業技術部門董事潘衛嫻


内容包括

  • 《上市規則》下的主要合規義務
  • 內幕消息披露義務
  • 《標準守則》與證券交易標準
  • 近期監管發展與執法趨勢








第一部分
日期: 2026年8月6日 (星期四)
時間: 2:00pm - 5:00pm (3小時)
第二部分
日期:2026年8月7日 (星期五)
時間:2:00pm - 4:00pm (2小時)
講者: 立信德豪風險諮詢服務董事周珮蒂 
             立信德豪風險諮詢服務高級經理冼家慈
内容包括:
  • 企業風險管理框架
  • 財務報告的內部控制
  • 內部控制檢討機制


内容包括:
  • 防範欺詐與舉報機制
  • 財務能力、危機管理與策略



日期:2026年8月13日 (星期四)
時間: 2:00pm - 5:30pm (3.5小時)

講者

  • 立信德豪董事兼風險諮詢服務總監鄭文漢 
  • 立信德豪風險諮詢服務主管霍凱翹 


内容包括:

  • ESG監管框架概覽
  • 社會相關議題
  • 氣候相關披露要求
  • ESG認證及其他議題







日期:2026年8月14日 (星期五)
時間:2:00pm - 5:30pm (3.5小時)

講者

  • 立信德豪風險諮詢服務主管徐浩明 


内容包括

  • 董事會在網絡安全中的角色
  • 人工智能管治與合乎道德的人工智能
  • 數據私隱與資訊管治
  • 商業策略案例研究


有關講者

柯伍陳律師事務所合夥人黃麗文

黃麗文律師是建立本所企業融資業務的成員之一。黃律師擅長處理上市事宜,曾在不少港交所主機板和 GEM 的上市專案中代表上市申請人或保薦人。黃律師已成功完成超過三十五個上市專案,當中包括H股企業、紅籌、香港本地企業、海外企業上市等。

黃律師在公司及商業事務方面擁有廣泛經驗,包括上市前重組及投資、首次公開招股、二次集資、海外上市、收購及合併、貸款及融資交易、《證券及期貨條例》規定的牌照及註冊事宜,以及上市公司及私人企業的企業管治以及一般合規事宜等。

黃律師曾協助多家保薦機構申請《證券及期貨條例》規定的第 6 類受規管活動(就機構融資提供意見)的牌照,並就其合規事宜給予意見。另外,黃律師統領的團隊,為多家上市公司提供常年法律服務。

黃律師已獲認許為粵港澳大灣區執業律師(執業證號碼 14401202201551966)。 


皋翊香港公司秘書服務總經理甘美霞

甘美霞是皋翊香港公司秘書服務總經理,擁有超過30年的公司秘書行業經驗。她的專業領域涵蓋企業諮詢、監管合規、企業重組、首次公開募股(IPO)以及香港上市公司的持續合規。

在其職業生涯中,她曾擔任香港特別行政區多家上市公司的公司秘書,並曾任公司註冊處客戶聯絡小組成員。彼亦不時參與香港公司治理公會的工作,包括一些研討會分享和擔任專業服務小組副主席。  

甘女士由2026年2月1日再次被委任為香港公司法改革常務委員會成員。

專業資格及專業協會會籍

  • 香港公司治理公會資深會員
  • 特許公司治理公會會員 
  • 持有香港註冊理財顧問執業資格證書


立信德豪專業技術部門董事潘衛嫻

潘衛嫻在提供內部技術支援方面擁有豐富經驗,涉及各種香港資本市場交易,包括IPO、須予公佈的交易和債務發行。憑藉超過十五年的香港資本市場技術和市場知識,潘衛嫻成為事務所的香港上市規則以及香港資本市場交易有關的專業準則、其他規則及規例的主題專家。

潘衛嫻經常受邀為香港上市發行人就香港資本市場交易提供定制培訓課程。 

專業資格及專業協會會籍

  • 香港會計師
  • 英格蘭及威爾斯特許會計師公會會員


立信德豪董事兼風險諮詢服務總監鄭文漢

鄭文漢為本所董事兼風險諮詢服務總監,領導風險諮詢服務團隊,專責處理中國內地和香港的內部審計管理和公司治理項目。他在風險和審計方面擁有超過25年的豐富經驗,曾于國際大型會計師事務所工作並擁有商界內部審計經驗。

鄭文漢深厚的專業技術範疇包括:

合規: 美國薩班斯奧克斯利法案(SOX)、環境、社會和管治(ESG)報告籌備支援及儲值支付工具獨立評估(SVF)

治理: 風險管理評估及企業治理審查

營運卓越: 業務流程審查及內部審計支援


鄭文漢的客戶涵蓋多個行業,包括金融服務(經紀和衍生性金融產品)、物業發展、遊戲、製造業和快速消費品。他是行內知名的思想領袖,經常獲邀為專業團體、上市及私營公司舉辦的活動演講和進行培訓。

專業資格及專業協會會籍

  • 香港資深會計師
  • 特許公認會計師公會資深會員
  • 註冊內部審計師
  • 香港公司治理公會資深會員
  • 特許公司治理公會會員


立信德豪風險諮詢服務董事周珮蒂 

周珮蒂為本所風險諮詢服務董事,專責為客戶提供有關內部審計及滿足企業管治要求上的協助。

她擁有超過19年豐富經驗,參與不同行業跨國公營和私營企業客戶的項目,包括公司治理合規、薩班斯 -奧克斯利法案第404條合規、企業風險管理(ERM)諮詢、內部審計/內部控制、商業流程重新設計和實施,以及各種監管合規審查,包括香港上市公司複牌、反海外腐敗法 (FCPA) ,以及特殊目的收購公司(SPAC)。

她的豐富經驗還包括協助非營利性董事會,監督政府和半官方機構提升治理、合規、內部控制和風險管理,以及進行獨立審計風險評估。

此外,作為可持續發展、環境和社會責任投資領域的熱心倡導者,周珮蒂也是 CESGA 認證環境社會治理分析師。她經常為商業和學術論壇以及上市和非上市公司舉辦的活動演講和培訓 

專業資格及專業協會會籍

  • 美國資深會計師
  • 認證ESG分析師
  • 持有歐洲金融分析師聯合會數碼資產及加密資產市場監管法案專業認證資格


立信德豪風險諮詢服務主管霍凱翹

霍凱翹在風險諮詢和內部審計領域擁有超過15年的經驗。善於處理籌組上市前的內部控制審查、風險管理、企業管治、薩班斯奧克斯利法案(SOX)第404條款審查及內部控制審查。她亦累計多個行業的豐富經驗,包括製造業、貿易、房地產投資、媒體、電訊、建築、房地產、遊戲和娛樂等。

霍凱翹亦擅長為香港上市公司編制環境、社會及管治報告及提供支援服務,涵蓋不同行業包括製造業、建築、採礦、銀行、金融服務及物業管理,以協助他們遵守香港聯合交易所的上市要求。

霍凱翹是香港會計師公會永續發展委員會委員。


立信德豪風險諮詢服務主管徐浩明

徐浩明擁有15年的豐富經驗,擅長為客戶提供財務報告審計、內部審計、IPO內部控制盡職調查、複牌內部控制審核、資訊技術審計、美國SOX合規及ESG(環境、社會及管治)諮詢服務。他服務的客戶包括香港和美國上市公司,客戶業務主要為製造業和服務行業。

他曾於廉政公署 (ICAC) 和香港大學專業進修學院擔任培訓講師,熱衷分享有關內部審計的知識和經驗。

專業資格及專業協會會籍

  • 加拿大特許專業會計師
  • 註冊內部審計師
  • 註冊資訊系統審計師
  • 香港會計師


立信德豪風險諮詢服務高級經理冼家慈

冼家慈是風險諮詢服務部的高級經理。她專精於協助客戶管理風險、評估企業的內部監控機制或內審的職能,並提升其業務在中國及香港符合企業管治的要求。

冼家慈擁有超過10年的風險與內審服務的經驗。她曾任職於大型國際會計師事務所、投資銀行及跨國企業。她的專業領域涵蓋多項服務,包括《薩班斯-奧克斯利法案》合規評估、風險評估、企業管治評估、合規審查、內部監控機制評估、反洗錢監控機制諮詢(包含反洗錢獨立評估、客戶盡職調查補正措施及合規審查)以及詐欺調查等。

她曾為各類金融機構及上市集團提供服務,業務範圍涵蓋: 投資銀行、中國內地商業銀行、虛擬銀行、證券公司、儲值支付工具及電子支付的公司等。

專業資格及專業協會會籍

  • 香港會計師公會會員
  • 澳洲會計師公會會員
  • 注冊內部審計師
  • 公認反洗錢師