Listing rules updates
To keep you posted with the updates on Hong Kong capital market, this seminar will cover the following Hong Kong listing rules updates:
- Listing of Specialist Technology Companies
- GEM Listing Reforms
Deep dive into internal control
Good internal control and governance are critical to the success of an organisation. Internal control ensures that processes and procedures are in place to minimise risks and prevent fraud. This seminar will provide you with in-depth coverages on:
- Best practices for governance, risk management and internal control
- How to identify and mitigate risks while establishing robust internal control systems to ensure compliance and prevent fraud
- How to acquire practical tools to strengthen company’s governance framework and risk management practices
Speakers
Betsy Pon, Principal of Technical and Training, BDO
Betsy is an experienced professional with robust background in offering in-house technical support for various type of Hong Kong capital market transactions, such as IPOs, notifiable transactions and debt offerings etc. With over ten years of technical and market knowledge in Hong Kong capital market, she has established herself as a subject matter expert within the organisation particularly in areas of Hong Kong Listing Rules and the professional standards and other rules and regulations governing Hong Kong capital market transactions.
Betsy is frequently invited to share her insights and deliver customised training sessions on Hong Kong listing rules with Hong Kong listed issuers.
Qualifications and professional affiliations
- Hong Kong Certified Public Accountants
Herman Tsui, Principal of Risk Advisory, BDO
Herman has over 15 years of experience in delivering financial statement audit, internal audit, IPO internal control due diligence, internal control review for trading resumption, IT audit, US SOX compliance and ESG (Environmental, Social & Governance) advisory services. The clients Herman served included Hong Kong and US listed companies, mainly in the manufacturing and service sectors.
Passionate about sharing his knowledge and experience in Internal Audit, Herman had also served as a trainer at Independent Commission Against Corruption (ICAC) and HKU SPACE.
Qualifications and professional affiliations
- Chartered Professional Accountant (Canada)
- Certified Internal Auditor
- Certified Information Systems Auditor
- Hong Kong Certified Public Accountant
Moderator
Roger LC Leung, Managing Director, Union Registrars Limited
Roger joined Union Registrars as its Managing Director since May 2014. Prior to the present position, he has previously taken up various management positions including executive director, company secretary, chief legal and compliance officer of listed companies.
Roger has over 30 years solid and broad management experience in corporate secretarial practice, legal and compliance, corporate finance, corporate administration and business management of listed companies. Roger is a member of the executive committee of the Federation of Share Registrars and also an independent director cum audit committee chairman of a Main Board listed company. He was a part-time tutor for the Master of Corporate Governance from 2016 till 2020 and currently a part-time lecturer of HKU SPACE for the HKCGI CGQP Risk Management module.
Details are as follows:
| Date | : | Friday, 3 May 2024 |
| Time | : | 14:30 - 16:30 |
| Venue | : | BDO Limited |
| 25th Floor, Wing On Centre, 111 Connaught Road Central, Hong Kong | ||
| (Sheung Wan Wing On Department Store’s building) | ||
| Language | : | Cantonese, supplemented with English materials |
| Fee | : | Free of charge |
| CPD units* | : | 2 hours* (The recognition of CPD hour by your professional organisations is subject to their CPD policies.) |
| Remarks | : | 1. For any enquiries, please contact Ida Cheung at +852 2218 3714 or idacheung@bdo.com.hk. |
| 2. Confirmation will be sent to you by email after successful registration. | ||
| 3. The organiser reserves the final right of acceptance of registration. |
Organisers:
